Canada’s Financial Transactions and Reports Analysis Centre (FINTRAC) requires every Dealer in Precious Metals and Stones to build and implement a compliance regime. Your compliance regime requirements are virtually the same as those faced by financial institutions, such as Canada's large banks. Your compliance regime must address at least the following five elements:
Call 780-719-0016 or use the contact form on this page to tell Ken about your compliance regime needs.
If you don’t have the in-house expertise to fully and properly design, implement, and maintain a compliance regime that meets FINTRAC'S standards, consider giving Clarium a call to discuss your unique needs. Whether you need a mandatory, independent audit completed, ongoing training, or an entire AML compliance regime package, Clarium has the product and service offerings to help you gain and maintain compliance.
We know how to develop the policies, procedures, and training that every DPMS must have. We know how to identify and mitigate the money laundering and terrorist financing risks particular to DPMS. We keep abreast of the changing regulatory landscape, international sanctions, and trending enforcement, so you don’t have to worry. AML compliance for DPMS is the only type of AML compliance we do. It is our speciality.
Contact Clarium Fraud & Compliance Solutions today to discuss your compliance regime requirements.
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Part of maintaining the CFE and CAMS credentials requires 20-hours of continuing professional education (CPE) each year. Here are my CPE hours for June 2015- June 2016.
Clarium Fraud and Compliance Solutions Ltd. has completed a contract with the National Energy Board to develop its whistleblower program.
Ken Brander's critical examination of Canada's national money laundering and terrorist financing risk assessment.